-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NGk2mAv+p2dVHiKcboJqU4oXWmCl9TGJbp0OTll5h1j5dqCJGNoMkW6usVOH+Dx+ dbn4FVbHCxld2Z5o8S4pCw== 0001104659-07-014807.txt : 20070228 0001104659-07-014807.hdr.sgml : 20070228 20070228140808 ACCESSION NUMBER: 0001104659-07-014807 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070228 DATE AS OF CHANGE: 20070228 GROUP MEMBERS: THE BLODGETT FAMILY TRUST DATED JUNE 7, 2004 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Blodgett Leslie A CENTRAL INDEX KEY: 0001376499 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: (415) 489-5000 MAIL ADDRESS: STREET 1: C/O BARE ESCENTUALS, INC. STREET 2: 71 STEVENSON STREET, 22ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BARE ESCENTUALS INC CENTRAL INDEX KEY: 0001295557 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 201062857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-82124 FILM NUMBER: 07656811 BUSINESS ADDRESS: STREET 1: 71 STEVENSON STREET STREET 2: 22ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-489-5000 MAIL ADDRESS: STREET 1: 71 STEVENSON STREET STREET 2: 22ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: STB BEAUTY INC DATE OF NAME CHANGE: 20040625 SC 13G 1 a07-6799_1sc13g.htm SC 13G

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934
(Amendment No.     )*

 

Bare Escentuals, Inc.

(Name of Issuer)

Common Stock, par value $0.001 per share

(Title of Class of Securities)

067511105

(CUSIP Number)

December 31, 2006

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 




 

CUSIP No. 067511105

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Leslie A. Blodgett

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States citizen

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
258,641 shares (1)

 

6.

Shared Voting Power
6,207,262 shares (2)

 

7.

Sole Dispositive Power
258,641 shares (1)

 

8.

Shared Dispositive Power
6,207,262 shares (2)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
6,465,903 shares (3)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
7.2%(4)

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


(1)  Includes options to purchase 48,641 shares immediately exercisable as of December 31, 2006 and 210,000 shares held of record by trusts for which Ms. Blodgett has sole voting and investment power.

(2)  Includes 300 shares held by Ms. Blodgett's husband as UTMA custodian for Ms. Blodgett's son for which Ms. Blodgett's husband has sole voting and investment power, 315,000 shares held of record by trusts for which Ms. Blodgett's husband has sole voting and investment power and 5,891,962 shares held of record by trusts for which Ms. Blodgett and her husband have shared voting and investment power.

(3)  Ms. Blodgett disclaims beneficial ownership of 315,000 of these shares held of record by trusts for which Ms. Blodgett’s husband has sole voting and investment power and an additional 300 shares held by Ms. Blodgett’s husband as UTMA custodian for her son for which Ms. Blodgett’s husband has sole voting and investment power, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission for purposes of Sections 13(d) or 13(g) or any other purpose.

(4)  Based on 89,315,593 shares of common stock of Bare Escentuals, Inc. outstanding as of November 15, 2006, as reported in Bare Escentuals’ Form 10-Q filed on November 15, 2006.

 

2




 

CUSIP No. 067511105

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
The Blodgett Family Trust dated June 7, 2004

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
State of California, United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
5,891,962 shares

 

6.

Shared Voting Power
0 shares

 

7.

Sole Dispositive Power
5,891,962 shares

 

8.

Shared Dispositive Power
0 shares

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,891,962 shares

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
6.6%(1)

 

 

12.

Type of Reporting Person (See Instructions)
OO

 


(1)  Based on 89,315,593 shares of common stock of Bare Escentuals, Inc. outstanding as of November 15, 2006, as reported in Bare Escentuals’ Form 10-Q filed on November 15, 2006.

 

3




 

Item 1.

 

(a)

Name of Issuer
Bare Escentuals, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
71 Stevenson Street, 22
nd Floor, San Francisco, CA 94105

 

Item 2.

 

(a)

Name of Person Filing
This Statement is being filed by Leslie A. Blodgett and the Blodgett Family Trust.  Ms. Blodgett and the Blodgett Family Trust are filing this statement jointly, pursuant to the provisions of Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, and not as separate persons.

 

(b)

Address of Principal Business Office or, if none, Residence
The address of Ms. Blodgett and the Blodgett Family Trust is c/o Bare Escentuals, Inc. 71 Stevenson Street, 22
nd Floor, San Francisco, CA 94105.

 

(c)

Citizenship
Ms. Blodgett is a United States citizen.  The Blodgett Family Trust was formed in the State of California, United States.

 

(d)

Title of Class of Securities
Common stock, $0.001 par value per share

 

(e)

CUSIP Number
067511105

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

4




 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

Ms. Blodgett: 6,465,903 Shares (1)

Blodgett Family Trust:  5,891,962 Shares

 

(b)

Percent of class:   

Ms. Blodgett: 7.2%

Blodgett Family Trust: 6.6%

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

Ms. Blodgett: 258,641 Shares (3)

Blodgett Family Trust: 5,891,962 Shares

 

 

(ii)

Shared power to vote or to direct the vote    

Ms. Blodgett: 6,207,262 Shares (4)

Blodgett Family Trust: 0 Shares

 

 

(iii)

Sole power to dispose or to direct the disposition of   

Ms. Blodgett: 258,641 Shares (3)

Blodgett Family Trust: 5,891,962 Shares

 

 

(iv)

Shared power to dispose or to direct the disposition of   

Ms. Blodgett: 6,207,262 Shares (4)

Blodgett Family Trust: 0 Shares

 


(1)  Ms. Blodgett disclaims beneficial ownership of 315,000 of these shares held of record by trusts for which Ms. Blodgett’s husband has sole voting and investment power and an additional 300 shares held by Ms. Blodgett’s husband as UTMA custodian for her son for which Ms. Blodgett’s husband has sole voting and investment power, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission for purposes of Sections 13(d) or 13(g) or any other purpose.

(2)  Based on 89,315,593 shares of common stock of Bare Escentuals, Inc. outstanding as of December 31, 2006.

(3)  Includes options to purchase 48,641 shares immediately exercisable as of December 31, 2006 and 210,000 shares held of record by trusts for which Ms. Blodgett has sole voting and investment power.

5




 

(4)  Includes 300 shares held by Ms. Blodgett's husband as UTMA custodian for Ms. Blodgett's son for which Ms. Blodgett's husband has sole voting and investment power, 315,000 shares held of record by trusts for which Ms. Blodgett's husband has sole voting and investment power and 5,891,962 shares held of record by trusts for which Ms. Blodgett and her husband have shared voting and investment power.

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

Not Applicable

 

Item 9.

Notice of Dissolution of Group

Not Applicable

 

Item 10.

Certification

Not Applicable

 

6




SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

Dated: February 28, 2007

 

LESLIE A. BLODGETT

 

 

 

 

 

 

 

 

/s/ Leslie A. Blodgett

 

 

 

Name:  Leslie A. Blodgett

 

 

 

 

 

 

 

 

BLODGETT FAMILY TRUST DATED JUNE 7,

 

 

2004

 

 

 

 

 

By:

/s/ Leslie A. Blodgett

 

 

 

Name: Leslie A. Blodgett

 

 

Title: Trustee

 

7




EXHIBIT INDEX

Exhibit 1                                                   Joint Filing Agreement.

8



EX-1 2 a07-6799_1ex1.htm JOINT FILING AGREEMENT

Exhibit 1

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Schedule 13G (including any and all amendments thereto) with respect to the common stock, par value of $0.001, of Bare Escentuals, Inc., and further agree that this Joint Filing Agreement shall be included as an exhibit to such joint filings.

The undersigned further agree that each party hereto is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein; provided that no party is responsible for the completeness or accuracy of the information concerning any other filing party, unless such party knows or has reason to believe that such information is inaccurate.

This Joint Filing Agreement may be executed in one or more counterparts, each of which shall be deemed to be an original instrument, but all of such counterparts together shall constitute one agreement.

In evidence thereof, the undersigned, being duly authorized, hereby execute this Joint Filing Agreement this 27th day of February, 2007.

 

LESLIE A. BLODGETT

 

 

 

 

 

/s/ Leslie A. Blodgett

 

 

 

Name:  Leslie A. Blodgett

 

 

 

 

 

 

 

 

BLODGETT FAMILY TRUST DATED JUNE 7, 2004

 

 

 

 

 

By:

/s/ Leslie A. Blodgett

 

 

 

Name: Leslie A. Blodgett

 

 

Title: Trustee

 



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